AI agents built
for professional teams.

Grounded in the source. Cited to the publisher. Auditable end to end.

Built by technologists who spent decades running mission-critical systems on Wall Street — now bringing grounded, governed AI to professional teams: finance and beyond.

One platform. Many agents. All governed.

The information you need is public — but scattered across the SEC, FINRA, the Fed, CFTC, DTCC, and the exchanges. PRISM assembles it into grounded, cited answers, and puts governance first — every agent grounded in source documents, cited to the publisher, and logged.

Grounded & cited

Answers tied to source

Agents are built on real public filings, notices, and releases — not a general chatbot with a finance prompt. Every claim links back to the source document, with a full retrieval trail.

Assembled for you

Public, but not scattered

The data is public; the work is finding it. PRISM gathers what's spread across the SEC, FINRA, the Fed, CFTC and DTCC and turns hours of assembly into a cited paragraph.

Auditable & governed

Every call logged

Each question, retrieval, and answer is attributable and examinable — and when you connect your own systems, every call is entitlement-checked against the caller. The property that gets AI past compliance.

The Agent Catalog

Governed agents for the work a professional team actually does — from the inbox and calendar to finance and accounting. Each is a governed capability in one workspace, with the same identity, entitlements, and audit trail across all of them.

Preview
✉️
Email

Triages your inbox, drafts replies in your voice, and summarizes long threads — you review and send. The busywork of the inbox, handled.

  • Priority triage — what needs you now vs. what can wait
  • Draft replies grounded in the thread and your past answers
  • Thread and attachment summaries, with the source in view
Request early access
Preview
💬
Chat

Answers customers and colleagues from your own documents and FAQs — with sources — and hands off to a person the moment it isn't sure.

  • Grounded in your knowledge base, cited to the source
  • Escalates to a human on low confidence — no guessing
  • Every conversation logged and reviewable
Request early access
Preview
📅
Calendar

Finds times, books meetings, and hands you a short prep brief before each one — who you're meeting and what's changed since you last spoke.

  • Scheduling and rescheduling across inboxes and time zones
  • A one-glance prep brief before every meeting
  • Follow-ups and notes filed back automatically
Request early access
Preview
📞
Missed Calls

A missed call doesn't have to be a missed client. Transcribes the voicemail, texts the caller back, logs it, and drafts your follow-up.

  • Voicemail transcription and instant text-back
  • Call logged to your CRM with a drafted follow-up
  • Nothing slips through — every call accounted for
Request early access
● Live
🔎
Diligence — EDGAR

Cited Q&A and PM-ready memos over the SEC EDGAR corpus — 166,000+ filings across 500+ companies. Ask what changed in a company's risk factors and get a grounded answer with citations back to each source filing, or generate a "what changed" diligence memo across the risk and MD&A deltas.

  • Scoped, cited answers over 10-K / 10-Q / 8-K / DEF 14A filings
  • PM-ready memos built from risk-factor and MD&A change detection
  • Client-owned AWS or managed single-tenant deployment
Request a demo
● Live
🏢
Company Intelligence

A one-page, cited synopsis of any public company — assembled from its recent SEC filings and insider (Form 4) activity, with every claim traced back to source.

  • Recent filings and what stands out in the risk factors and MD&A
  • Insider activity — net buying and selling from Form 4, with notable insiders
  • Ownership (13F) and enforcement join as those sources are added
Request a demo
● Live
📋
Regulatory Change Watch

Ask what changed across the SEC, CFTC and the federal banking regulators on a topic and get a dated, cited synopsis from the Federal Register — instead of ten websites and a spreadsheet.

  • Dated synopsis of rules, proposed rules and notices, cited to each source
  • SEC, CFTC, Fed, OCC and FDIC via the public-domain Federal Register, refreshed nightly
  • FINRA and DTCC join the same workspace next
Request a demo
Preview
🏛
More agents in preview

The public record is vast and fragmented. The next agents assemble more of it into short, cited synopses — no proprietary data required.

  • Market Structure & Settlement — DTCC and exchange settlement, symbol & service changes
  • Fed / Macro Brief — FOMC, supervisory letters and key releases, distilled and cited
Request early access
Preview
🧾
Tax Document Ingestion

Documents in, clean data out. Ingests W-2s, 1099s, K-1s and receipts, classifies each one, and extracts the fields — with the source page behind every number.

  • Auto-classifies W-2, 1099, K-1, receipts and statements
  • Extracts fields into structured, checkable data
  • Every value traces back to the source document
Request early access
Preview
📊
Bookkeeping & Categorization

Categorizes transactions against your chart of accounts, flags the ones a human should see, and keeps a citation to the source statement.

  • Rules- and context-aware transaction categorization
  • Exceptions flagged for review — not silently guessed
  • Cited to the bank or card statement it came from
Request early access
Preview
📁
Client Document Requests

Knows what's missing for each client, sends the request, and files what comes back — so work never stalls at "waiting on documents."

  • Tracks the checklist per client and per return
  • Sends and chases requests automatically
  • Files and classifies documents as they arrive
Request early access
Build your own

Your team composes agents.
No code.

Name an agent, write its instructions in plain English, and grant it the skills it can use. Skills are governed, public-data capabilities — SEC filings, regulatory notices, FINRA, CFTC, market-structure notices, the Fed, enforcement — each one grounded in source documents, cited to the publisher, and logged.

Example

“Weekly Regulatory Digest”

Every Monday, summarize new SEC, FINRA and CFTC notices touching equity market structure, flag anything effective in the next 30 days, and cite each source.

📋 Regulatory Notices 🛡️ FINRA Notices 🌾 CFTC 🏛️ Market Structure
  • Composable — the platform is the container; each agent is instructions plus a set of governed skills.
  • Cited by default — every answer links back to the source document, so it can be trusted and checked.
  • Governed at the skill — every call is grounded in source and logged, on every request.
  • Grows with you — new public sources drop into the same catalog, and you can connect your own systems later under the same controls.

The TRAC approach

The same principles run through everything we build. They're what make AI trustworthy enough to put into production at a financial institution.

Human-in-the-loop

Agents run the repetitive work; people keep judgment and accountability. Nothing high-impact happens without review.

Vertical & grounded

Built around real capital-markets sources — filings, regulatory notices, market-structure changes, the Fed — not a general assistant.

Cited & auditable

Every answer links to its source document and every call is logged — attributable end to end. Connect your own data later, and each call is entitlement-checked against the caller.

Client-owned & secure

Deploy in your own AWS or a dedicated single-tenant instance. Your data stays isolated; we support the machine, not the investments.

How we work: design partnership, not a vendor pitch

We build with a small number of institutions rather than selling to many. A staged engagement where each phase produces something real and an explicit decision to continue.

1

Discovery

Align on the workflows, systems, and governance requirements that matter most in your operation.

Weeks 1–4
2

Build

Stand up a working agent against one real workflow, in an environment that fits your security posture.

Weeks 5–12
3

Pilot

Run it with real users and data under supervision; measure the impact and harden the controls.

Quarter 2
4

Scale

Extend to additional agents, systems, and teams under a roadmap shaped together.

Beyond

Start a conversation

Whether you want to see PRISM live, scope an agent for your desk, or explore a design partnership — tell us what you're working on.